SEC Rule 606 Disclosure of SEC-Required Order Routing Information OTR Global Trading LLC Q2 2016

In accordance with Securities and Exchange Commission ("SEC") requirements, OTR Global Trading LLC is publishing statistical information about our routing of certain customers' orders in Nasdaq and listed stocks and listed options.

The required statistics in this quarterly report are intended to provide only an overview of our order routing practices. Please note that based on SEC requirements, the statistics in this report capture only a portion of our order flow. Accordingly, the statistics do not create a reliable basis on which to assess whether OTR Global Trading LLC or any other trading venue has satisfied its duty of best execution.

We have made every attempt to prepare these statistics in compliance with SEC rules. However, these statistics have not been audited and may contain errors.

Securities Listed on New York Stock Exchange

Summary Statistics:

Non-directed orders as percentage of total customer orders

100%

Market orders as percentage of total non-directed orders

0%

Limit orders as percentage of total non-directed orders

0%

Other orders as percentage of total non-directed orders

100%

 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

ATM EXECUTION LLC 55.356%
UBS 16.076%
Bloomberg Tradebook 11.366%
KCG Holdings 9.328%
Coffey & Co. 5.577%
Alternet Securities Inc 1.081%
Bank of America 0.993%
Meridian Partners 0.093%

Information Concerning Significant Venues:

NYSE

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

ARCA

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

Securities Listed on NASDAQ Stock Market

Summary Statistics:

Non-directed orders as percentage of total customer orders

100%

Market orders as percentage of total non-directed orders

0%

Limit orders as percentage of total non-directed orders

0%

Other orders as percentage of total non-directed orders

100%

Venues Receiving Significant Percentage of Total Non-Directed Orders:

ATM EXECUTION LLC 56.990%
UBS 18.932%
Bloomberg Tradebook 11.035%
KCG Holdings 9.858%
Bank of America 1.449%
Alternet Securities Inc 1.276%
Belzberg 0.293%
Coffey & Co. 0.103%

Information Concerning Significant Venues:

ARCA

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

NASDAQ

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

 

Securities Listed on AMEX Stock Market

Summary Statistics:

Non-directed orders as percentage of total customer orders

100%

Market orders as percentage of total non-directed orders

0%

Limit orders as percentage of total non-directed orders

0%

Other orders as percentage of total non-directed orders

100%

 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

Information Concerning Significant Venues:

AMEX

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

The firm may generate profits as a result of its trading as principal with customer orders.

ARCA

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

Securities Listed on ARCA Stock Market

Summary Statistics:

Non-directed orders as percentage of total customer orders

100%

Market orders as percentage of total non-directed orders

0%

Limit orders as percentage of total non-directed orders

0%

Other orders as percentage of total non-directed orders

100%

 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

ATM EXECUTION LLC 77.598%
UBS 9.081%
KCG Holdings 6.151%
Bloomberg Tradebook 3.383%
Coffey & Co. 1.586%
Belzberg 1.048%
Bank of America 0.828%
Nasdaq Exchange 0.326%

Information Concerning Significant Venues:

ARCA

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

Exchange-Listed Options

Summary Statistics:

Non-directed orders as percentage of total customer orders

100%

Market orders as percentage of total non-directed orders

0%

Limit orders as percentage of total non-directed orders

0%

Other orders as percentage of total non-directed orders

100%

 

Venues Receiving Significant Percentage of Total Non-Directed Orders:

ISE#######%

Information Concerning Significant Venues:

ISE

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

OTR Global Trading LLC receives payment for orders directed to Susquehanna Investment Group, LLC on the ISE.  OTR Global Trading LLC receives $0.30 per executed contract in non penny names and $0.10 per executed contract in penny names.

CBOE

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

OnPoint

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

OTR Global Trading LLC receives payment for orders directed to On Point Executions LLC's STINGTM order routing system in listed options. OTR Global Trading LLC receives $0.10 per contract for listed option orders when executed over On Point Executions LLC's STINGTM  system.

AMEX

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

PHLX

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

KNIGHT

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

PSE

Types of Orders Routed to Venue:

Market orders as percentage of total market orders

0%

Limit orders as percentage of total limit orders

0%

Other orders as percentage of total other orders

100%

Material Aspects of Relationship with Venue:

We have no material relationship with this venue.

Annual Notice